Bread n Butter Antiques
- Information Technology & Compliance -
Well-known standards affecting IT compliance include:
The Sarbanes-Oxley Act (SOX) of 2002
A statute to regulate financial transparency and reporting
Section 404 significant for IT in the area of financial reporting controls
Who Is Responsible for Compliance?

Although best practice frameworks are available to guide adherence to compliance regulations, people are necessary to make it all happen. The roles of compliance strategy and implementation are evolving within enterprises with departments and C-Suite positions, including a dedicated compliance department who, along with the CCO, can be tasked with overseeing, planning, and managing elements that work towards IT compliance. Let’s take a closer look at the roles of a CCO and the overall compliance team.  

Chief Compliance Officer (CCO): The CCO will be responsible for identifying and managing compliance risk, including developing internal and external controls to manage and resolve compliance problems. Oftentimes, a CCO will put a compliance department in place to provide complete compliance services to the business and staff.

Chief Technology Office (CTO): Unlike a CCO, the CTO oversees the entire technology framework and infrastructure including compliance, governance, and risk assessment.

Compliance Department: Our organization has a dedicated compliance department, charged with managing and overseeing compliance with all applicable regulations and mandates.
  • Duties may include:

    Risk identification
    Implementing risk controls
    Reporting on the effectiveness of controls
    Resolving compliance problems
    Providing regulatory advisement to the business
    However, it should be noted that while the technical, procedural, and strategic management resides with those with the greatest liability risk (IT staff, CIO, CFO, and CEO), all constituents in the corporate structure are responsible for complying with the regulations that protect sensitive information.

Delaware Notary Public

Embossing seal (raised stamp) and ink stamp used on all documentation


 ~ Contact us today! ~

This email address is being protected from spambots. You need JavaScript enabled to view it.

Commissioned independent Delaware Notary Public, approved and authorized to perform notarial acts in the State of Delaware, specializing in but not limited to:

certified copies of any type

POA (Power of Attorney)

divorce forms and documents

corporate documents

certificates in need of apostille

real estate signings

total loss affidavits for insurance companies

financial documents

legal documents

I-9 forms, including remote hire (authorized employer representative)

USPS Form 1583

licensing applications

vocational applications

educational applications

absentee voting ballots

concealed carry permit (CCDW) applications

spousal consent forms

general affidavits, acknowledgments & jurats

oaths and affirmations

telephonic court hearings

advanced health directives


motor vehicle forms (click for DMV links)

 ~ Contact us today! ~

This email address is being protected from spambots. You need JavaScript enabled to view it.